June 15, 2010 — United Western Bank enters into agreement to purchase Legent Clearing, LLC.
January 21, 2010 — Legent Clearing announced today that May 12-13, 2010, are the dates for their annual Business Development conference to be held at The Breakers resort.
May 7, 2009 — Legent co-president Ray Maratea discusses the firm’s service model and strategic direction.
November 25, 2008 — Legent Clearing teams with Fetter Logic to offer enhanced Compliance and Reporting Services.
November 21, 2008 — Global Proxy Watch - Mediant launches new service with Legent Clearing
November 18, 2008 — Mediant Communications has launched a new proxy service for brokers, in alliance with clearing broker Legent Clearing. The new service opens the industry to competition for the first time in over a decade.
November 18, 2008 - Upstart looks to break Broadridge's hammerlock on proxy services.
November 18, 2008 - Broadridge faces rival on street-name side.
September 9, 2008 - Thomson Reuters today announced that it has formed an alliance
with Legent Clearing, a leading provider of correspondent clearing services, to offer SEC compliance
reporting, known as SEC Rule 606, to Legent’s customer base.
February 19, 2008 - Legent Clearing announced that it has formed a marketing alliance with Xtiva Financial Systems, a leading provider of enterprise compensation solutions for the brokerage industry.
June 28, 2007 - Legent Clearing Teams with IPS AdvisorPro® to Offer Highly Acclaimed Wealth Management Software